Submitted by António Luís Santos Ferreira-Resende  to the University of Exeter 
as a thesis for the degree of Doctor of Philosophy in Physics, November 1999. 
ABSTRACT
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Theoretical  investigations   into  deep-level defects  in crystalline
silicon are  presented in this thesis.   The  calculations are carried
out using the AIMPRO code,  an ab initio pseudopotential local
spin  density method applied    to large hydrogen  terminated clusters
containing up to 346 atoms.
By definition, deep-level   defects are those with  localised  states,
i.e., states with decaying wavefunctions  in real space.   As a
result, these  defects can,  and often do,   give rise to  a number of
levels  lying within  the silicon  bandgap.  Due to  the  fact that the
presence of these levels  within the Si forbidden band can dramatically
change the optical and electrical properties of Si integrated devices,
the understanding of their microscopic    properties is of   paramount
importance. 
Two  distinct  types  of  deep-level  defects  are investigated: 
radiation-induced defects   and   transition-metal (TM)  related
defects.  Most   of these  defects  are  unstable against  Jahn-Teller
distortions. Since their electrical properties are highly sensitive to
their atomic arrangement,  it  is therefore necessary to     correctly
describe  their   ground state  configurations.   
The back-bone  of this thesis is a  novel  theoretical approach to the
calculation  of the electrical  level of deep-level defects.
This method has allowed the successful characterisation  a number  of
common      defects  in radiation    damaged   Si   material, like  VO
(A-centre),      VOH,  CiP,  CiOi,     CiCs-H
(T-centre), etc.
The method  is  then  applied  to   the study of   the structural  and
electrical   properties of the  lattice di-vacancy.    As a result, we
confirm the   predictions of Watkins and   Corbett for  the structural
properties  of paramagnetic   V2  defects.  Accordingly,  these
defects  undergo a strong  Jahn-Teller distortion by pairing of
four of the six atoms constituting the defect.  
This   is followed by  a study    on  the structural,  vibrational and
electrical  properties  of  vacancy-hydrogen-related    defects
produced by low-temperature proton implantation.
Finally,  the method is applied to  the analysis of the structural and
electrical properties of substitutional transition-metal centres-gold,
silver, platinum and palladium. The main goal of these calculations is
the  study  of the influence  on  the electrical   properties of these
defects  of    bringing   atomic  hydrogen    close  to  the  defect's
core.  Concerning   the structure of  the  TM-H   defects, we find no
evidence for a direct  interaction  between the hydrogen impurity  and
the TM ion.  In accordance with the vacancy model of Watkins,
the  TM ions do  seem to interact  weakly with the surroundings, in an
attempt to  reproduce their environment as  isolated species.  Despite
an  enlargement   of  the vacancy cage,  the   hydrogen  atoms  sit at
`anti-bonding' lattice positions, being back-bonded  to the Si vacancy
atoms.   No    electrically inactive TM-Hn,  with
n  =  1...4, were  found  and  an  alternative  model for the
neutralisation of  the electrical  properties   of these  centres   is
proposed.
 The entire thesis is available in the following formats: 
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